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Private Equity for the Retail Investor

Private equity investing has long been outside the realm of possibility for the average retail investor. Previously, one was required to be an accredited investor in order to put money in private equity. The rule made sense given the volatile hit-or-miss nature of PE; the individual had to be able to afford the likely losses that would occur.  The rare unicorn makes early stage investors extraordinarily wealthy and these are the stories that make the headlines. The fantasy of getting in early on a startup similar to Facebook, Snapchat, Uber, etc. is driving a demand for PE investing for the average person. Currently, thanks to websites such as Wefunder and StartEngine, the retail investor has access to the dream of hitting it big.

These online private equity platforms for retail investors are a bad place to put money for two reasons. The primary reason is that private equity itself is better suited for an investor that is able to put many eggs in many baskets. As I mentioned, investing in startups is extremely hit or miss. Money needs to spread out in the hopes that the 10% of companies that hit more than make up for the 90% of companies that miss. Investing a small amount as a retail investor does not give you a broad enough brush, while investing more could lead to unaffordable losses for a small investor when the 10% fail to hit.

The second reason is that the online private equity shops that allow retail investors are not getting their pick of the litter when it comes to the start-ups themselves. A start-up is more likely to go to a well established venture capital firm that has the money and strategy to help them grow, rather than a website that would just throw money at them. PE websites will be getting the leftovers, the start-ups that have been picked through ad left behind, rather than the best of the best. This makes it even more likely that a retail investor’s money will be picking a winner. It seems quite clear that online PE is not the best choice for your money, however it is not hard to see how a retail investor is able to justify an allocation of capital into an online private equity fund.


I called it an allocation of capital because it really is not an investment. Using the word investment to describe it just makes it easier to justify putting money into it. If online PE is a sound investment, then scratch-off tickets are an asset class. In the same way, it is easy to see why one may rationalize a capital allocation into online PE. They hear the stories of the millions and hope to hit it big too. It is the same concept of buying a lottery ticket in hopes to hit the jackpot except they get to call it an investment. It is the desire to gamble and to hit it big, the lack of patience in investing and the hype from the media that drives people to put money into these unpromising funds. In the future there will certainly be stories of the person who put half their 401(k) into online PE and made millions. Conveniently left out are the majority of other investors who lost more than they could afford.

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